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Privacy Policy

Facts

WHAT DOES PAUL WINKLER, INC. DO WITH YOUR PERSONAL INFORMATION?

Why?

 Financial companies choose how they share your personal information. Federal law gives
consumers the right to limit some but not all sharing. Federal law also requires us to tell you
how we collect, share, and protect your personal information. Please read this notice carefully to
understand what we do

What?

 The types of personal information we collect and share depend on the product or service you
have with us. This information can include:

  • Social Security number and income
  • Employment information and wire transfer instructions
  • Investment experience and risk tolerance

When you are no longer our customer, we continue to share your information as described in this
notice.

How?

 All financial companies need to share customers’ personal information to run their everyday
business. In the section below, we list the reasons financial companies can share their
customers’ personal information; the reasons PaulWinkler, Inc. chooses to share; and whether you
can limit this sharing.

Reasons we can share your personal information

Does PaulWinkler, Inc. share?

Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No
For our marketing purposes— to offer our products and services to you Yes Yes
For joint marketing with other financial companies No We do not share
For our affiliates’ everyday business purposes— information about your transactions and experiences No We do not share
For our affiliates’ everyday business purposes— information about your creditworthiness No We do not share
For nonaffiliates to market to you No We do not share

What we do

How does PaulWinkler, Inc. protect my personal information?

 To protect your personal information from unauthorized access
and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does PaulWinkler, Inc. collect my personal information?

 We collect your personal information, for example, when you

  • open an account or make deposits or withdrawals from your account
  • seek advice about your investments or tell us about your investment or retirement portfolio
  • enter into an investment advisory contract

Why can’t I limit all sharing?

 Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit
sharing.

Definitions

Affiliates

 Companies related by common ownership or control. They can be
financial and nonfinancial companies.

  • PaulWinkler, Inc. does not share with nonaffiliates so they can market to you.

Nonaffiliates

 Companies not related by common ownership or control. They can be
financial and nonfinancial companies

  • PaulWinkler, Inc. does not share with nonaffiliates so they can market to you.

Joint marketing

 A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Paul Winkler, Inc. doesn’t jointly market.